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Accreditation Reviews

In order to remain accredited, qualifications will be subject to annual monitoring and reviews. This section of the Handbook outlines the different types of accreditation review and the procedures for each.

 

Page updated 6 September 2024

Under ARB’s new accreditation framework, qualifications will not be accredited for a fixed period of time – once accredited, a qualification will remain so until accreditation is withdrawn by ARB or at the request of the provider.

While providers will not be required to apply to renew accreditation after a certain number of years, qualifications will be subject to reviews through which ongoing compliance with ARB’s accreditation requirements and Standards will be monitored.

Prescribed qualifications will also be subject to review during the ‘transition period’ (from January 2024 until prescribed qualifications have been transitioned to the new Standards and Outcomes or prescription ceases).

There are three types of review:

  1. Regular reviews – undertaken periodically; focussing on matters identified through the data and narrative received as part of annual monitoring since the last application or review
  2. Occasional reviews – uncommon; undertaken outside the regular review cycle and may be initiated for one or more of the reasons outlined in Section 11 of the Accreditation Rules
  3. Cause for concern investigations – rare; undertaken in the event of serious issues or allegations relevant to a qualification and which may affect accreditation

A decision to undertake a regular or occasional review is not necessarily an indication of concerns about a qualification.

ARB will engage with providers about any review that will be undertaken – to discuss the focus of the review, any requirements, and how the review will be conducted.

Each review will typically be undertaken by a Review Panel of two members of the ARB Executive and one or more Visitor(s). During the review process, providers will be asked to advise ARB of any conflicts of interest (actual or perceived) with members of the Review Panel and/or Accreditation Committee.

The review findings and recommendations will be presented to the Accreditation Committee for decision. The Accreditation Committee’s decisions on reviews will usually be published on ARB’s website.

There will not be a separate fee for reviews.

Regular Accreditation Reviews

1.0

Regular reviews will be undertaken periodically and are expected to take place approximately every three years, though this may vary.

Regular reviews will focus on topics identified through annual monitoring and other submissions since the last application or review, and allow discussion of current and forthcoming matters relevant to the provider and qualification(s).

 

1.1 The regular review process will usually consist of consideration by ARB of matters relevant to the qualification(s) and accreditation and a review visit (in-person or virtual) in which those matters will be explored with the provider.  The review findings and recommendations will be presented to the Accreditation Committee for decision.

 

1.2 The provider will typically be notified of a forthcoming regular review when the annual monitoring process concludes.  The review will commence in the ensuing months.

 

1.3 A Review Panel – which will usually consist of two members of the Executive and one or more Visitor(s) – will consider the information and material relevant to the scope of the review and agree the matters to be discussed during the review visit.

 

1.4 Review Visit 

1.4.1

Review visits may be in-person (on the provider’s premises) or virtual (online), and most will last no more than half a day.  ARB will decide the most appropriate format on a case-by-case basis and liaise with the provider to make arrangements.

For virtual visits, ARB will circulate a meeting link to the attendees.

For in-person visits, the provider will be required to reserve a meeting room large enough to accommodate ARB’s Review Panel plus the provider’s representatives.

The meeting room must be available to the Panel for the hour before and the hour after the scheduled visit times.

The meeting room must be equipped with power sockets and access details for the provider’s wifi network.  The provider will be expected to arrange tea, coffee and water for the visit, but will not be required to provide food for the Panel.

 

1.4.2

ARB will advise the provider of the broad areas to be explored during the visit.

The provider will be required to supply details (names, positions/roles, email addresses and phone numbers) of its representatives for the visit – there must be more than one representative, and those in attendance must be able to answer questions about the matters to be discussed.

Once attendees and arrangements have been confirmed, should any of the provider’s representatives be unable to attend due to unforeseen circumstances, the provider must notify ARB at the earliest opportunity.

 

1.4.3 Two weeks prior to the visit taking place, ARB will send the provider the final Terms of Reference.  This will be accompanied by an outline of the topics to be explored (other matters not listed may also be raised, e.g. if prompted by discussions during the visit) and any additional documents or materials that the provider must make available for the visit (if relevant; in which case, the deadline for the electronic submission of these will be given).

 

1.4.4 Regardless of the format (in-person/virtual), the visit will be chaired by ARB’s Review Panel.

 

1.4.5 Within a week of the visit taking place, ARB will request in writing any follow-up material from the provider and specify the date by which it must be submitted.

 

1.4.6 If the Review Panel considers a further visit necessary, ARB will liaise with the provider to make arrangements (in accordance with 1.4.1-1.4.5).

 

1.5

When the Review Panel is satisfied that no further information or explanations are required and has reached its conclusions, the review will be scheduled for Accreditation Committee consideration and decision.

ARB will prepare a report summarising the overall assessment of the review (including the visit) and setting out the recommendations for the Committee.

Following a regular review, recommendations will typically be to conclude the review with one or more of the following:

  • No further actions required
  • Matters identified for improvement and/or observation
  • To vary any existing condition(s)
  • To retain existing or attach new additional conditions

The expected timing of the next review(s) will be indicated as well.

 

1.6 The provider will receive a copy of the report and have the opportunity to submit written representations in respect of the contents before these are presented to the Committee.

 

1.7 Accreditation Committee

1.7.1 The review report and recommendations, along with any comments/representations from the provider, will be submitted to the Accreditation Committee for consideration.  The Committee will have access to all of the review documentation as well.

 

1.7.2 In some cases, the Committee may require the Executive to obtain further information from the provider before making a decision.

 

1.7.3 If the Committee is minded to approve the review conclusions differently to ARB’s recommendations – e.g. by varying or attaching conditions not included in the original recommendations – the provider will have the opportunity to submit written representations before the Committee makes its decision.

 

1.7.4 Once the Committee has made its decision, the provider will be notified in writing with, where relevant, reason(s) and next steps.

 

1.7.5 The Accreditation Committee’s decision will be final.  There will be no appeal.

Occasional Reviews

2.0

A review may occasionally be initiated outside the regular review cycle for one or more of the reasons set out in Section 11 of the Accreditation Rules:

  1. ARB becomes aware of information suggesting that the qualification may not comply with any condition of accreditation.
  2. ARB considers that the nature and content of the qualification may no longer correspond with current requirements.
  3. Material changes appear to have been made to the content or title of the qualification without ARB’s prior approval.
  4. ARB becomes aware of circumstances suggesting that a review would be desirable in the public interest.
  5. ARB identifies a relevant risk relating to the qualification which suggests a review would be desirable.
  6. A review is a condition of accreditation.
  7. ARB considers that it has insufficient up-to-date knowledge of a qualification.
  8. A provider requests a review.

 

2.1 Where such a review is initiated by ARB, the provider will be notified in writing with the reason(s) and the qualification(s) to be included.

 

2.2

Should a provider want ARB to undertake a review, a request must be submitted in writing to Qualifications@arb.org.uk.

The request must specify the qualification(s) the provider would like to be included, the reason(s) for the request, and any timing considerations (e.g. the provider’s availability in the forthcoming months, dates of any relevant recent/imminent internal or external reviews).

 

2.2.1 ARB will consider the request but is not obliged to accept it and undertake the review.  If it is accepted, ARB will decide on the format (in-person or online) and can vary the scope of the review from that requested (e.g. the qualifications to be included, matters to be explored etc).

 

2.3

Whether a review is initiated by ARB or on request, the provider will be advised of the process for the review and any information required.  In most cases the process will be the same as for regular reviews (see 1.3-1.7.5 above).  Where relevant, ARB will determine a different approach to be taken.

In the unusual event that it is deemed necessary, ARB reserves the right to not accept pass lists from the provider until the review has concluded.

 

2.4

The outcome of an ‘occasional’ review may include one or more of the following:

  • No further actions required
  • Matters identified for improvement and/or observation
  • To vary any existing condition(s)
  • To retain existing or attach new additional conditions

In such cases, the outcome of the review will inform the timing of the next review (regular or otherwise) and may also impact any accredited qualifications not included in the review.

Alternatively, where there were findings of non-compliance with the Standards and requirements for accreditation, ARB may withdraw accreditation from one or more of the provider’s qualifications.

In this instance, ARB will also determine the date that accreditation will cease (which may be retrospective).

Before this action is taken, the Committee will consider a recommendation to withdraw accreditation on two occasions – firstly to determine its ‘minded to’ position, and secondly to make its decision.  The provider will have opportunities to make representations on the recommendation before it goes to the Committee on both occasions.

Should accreditation be withdrawn, students that received the award(s) during the period of accreditation (between the date that accreditation started and the date of withdrawal) will still have an accredited qualification that would be accepted for the purpose of registration.  Students that receive the award(s) after the withdrawal date will not have an accredited qualification, even if accreditation was in place when they started.

 

2.5 Once the Committee has made its decision, the provider will be notified in writing with, where relevant, reason(s) and next steps.

 

2.6 The Accreditation Committee’s decision will be final. There will be no appeal.

Cause for Concern Investigations

3.0 When ARB becomes aware of serious issues or the possibility of serious issues relating to a qualification that may affect accreditation and which require urgent examination, a cause for concern investigation will be undertaken.

 

3.1

These investigations may be instigated as a result of information submitted or self-reported by the provider, whistleblowing allegations or information received from another third party (e.g. another PSRB).

Where concerns arise during the course of a regular or occasional review, that review may be escalated to a cause for concern investigation.

 

3.1.1 ARB’s cause for concern investigation process is not intended to replace or be a substitute for a provider’s own processes for reporting concerns and allegations; nor can it be used to appeal academic decisions relating to marks, progression or awards.

 

3.1.2

ARB will only investigate matters within and relevant to its statutory remit.  ARB is not responsible for the regulation of higher education or the control of funding.

Where a matter relevant to accreditation arises but is primarily within the remit of another regulator or authority, the powers and processes of that body will take precedence.

 

3.1.3 It is expected that reports/allegations by a whistleblower or other third party will be accompanied by some corroborative evidence, which ARB will consider before determining if/how to act.  ARB will not make decisions on the basis of hearsay.

 

3.2

ARB will not typically commence a cause for concern investigation while another enquiry process – by the provider or by another PSRB or authority – is ongoing.

In such cases, ARB will ask to be informed of the outcome and will take this into account when considering any investigation or action(s).

However, there may be exceptions to this where ARB considers that the circumstances necessitate investigation while another enquiry is also underway.

 

3.3 An Investigation Panel will be assembled of members of the ARB Executive and, where appropriate, one or more Visitor(s).

 

3.4

ARB will determine the investigation process to be taken according to the concern(s) raised/identified.  This may include (though is not limited to) any/all of the following:

  • Further information being sought from the whistleblower and/or other third party.
  • The provider being invited to give a written response to the concern(s)/allegations.
  • The Investigation Panel visiting the provider to discuss the concern(s)/allegation. In most cases, this will follow the same approach as visits for regular reviews (see 1.4.1-1.4.6 above) and the provider will be advised of any variation.

 

3.5 The provider will be notified in writing of the investigation, reason(s), the qualification(s) affected, and how ARB intends to proceed.

 

3.6 Investigations that take place over a longer period of time will usually require multiple visits and/or interim progress reports from the provider.

 

3.7

In some cases, ARB may impose additional conditions on some or all of the provider’s qualifications during the course of an investigation.  Before this happens, ARB will prepare a report setting out the recommendation and reasons for the Committee.

The provider will receive a copy of the report and have the opportunity to submit written representations in respect of the contents before these are presented to the Committee.

 

3.8 Where it is deemed necessary, ARB reserves the right to not accept pass lists from the provider during an investigation.

 

3.9

When the Investigation Panel is satisfied that no further information or explanations are required and has reached its conclusions, the investigation will be scheduled for Accreditation Committee consideration and decision.

ARB will prepare a report summarising the findings and setting out the recommendations for the Committee.

The provider will receive a copy of the report and have the opportunity to submit written representations in respect of the contents before these are presented to the Committee.

 

3.10

The outcome of a cause for concern investigation may include one or more of the following:

  • No further actions required
  • Matters identified for improvement and/or observation
  • To vary any existing condition(s)
  • To retain existing or attach new additional conditions

In such cases, the outcome of the investigation will inform the timing of the next review (regular or otherwise) and may also impact any accredited qualifications not included in the investigation.

Alternatively, where there were findings of non-compliance with the Standards and requirements for accreditation, ARB may withdraw accreditation from one or more of the provider’s qualifications.

In this instance, ARB will also determine the date that accreditation will cease (which may be retrospective).

Before this action is taken, the Committee will consider a recommendation to withdraw accreditation on two occasions – firstly to determine its ‘minded to’ position, and secondly to make its decision.  The provider will have opportunities to make representations on the recommendation before it goes to the Committee on both occasions.

Should accreditation be withdrawn, students that received the award(s) during the period of accreditation (between the date that accreditation started and the date of withdrawal) will still have an accredited qualification that would be accepted for the purpose of registration.  Students that receive the award(s) after the withdrawal date will not have an accredited qualification, even if accreditation was in place when they started.

 

3.11 Once the Committee has made its decision, the provider will be notified in writing with, where relevant, reason(s) and next steps.

 

3.12 The Accreditation Committee’s decision will be final. There will be no appeal.

 

3.13 Where appropriate, ARB will forward details of an investigation and outcome to other officers of the provider involved, and/or other relevant PSRBs or authorities.